Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Joan Theis is an investment professional with over 24 years of experience. Cynthia is currently registered with Wells Fargo Clearing Services, LLC in Delaware and New Jersey and holds a Series 6, 7, 9, 10, 24, 63, 65, 99TO, and SIE. Cynthia is a registered representative with the Financial Industry Regulatory Authority (FINRA). Before joining Wells Fargo Clearing Services, LLC, Cynthia was employed at J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC, M&T Securities, Inc., Wilmington Brokerage Services Company, Capital Analysts, Incorporated, Wachovia Securities, LLC, H&R Block Financial Advisors, Inc., State Discount Brokers, Inc., Halpert and Company, Inc. and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
DE
06/19/2024 - Present
Wells Fargo Clearing Services, LLC (NEWARK DE)
DE
11/06/2014 - 04/05/2017
J.P. MORGAN SECURITIES LLC (NEWARK DE)
NJ
09/20/2012 - 10/07/2014
WELLS FARGO ADVISORS, LLC (HADDON TOWNSHIP NJ)
DE
08/30/2011 - 09/30/2011
M&T SECURITIES, INC. (WILMINGTON DE)
DE
08/28/2008 - 09/01/2011
WILMINGTON BROKERAGE SERVICES COMPANY (WILMINGTON DE)
PA
03/10/2005 - 12/14/2007
CAPITAL ANALYSTS, INCORPORATED (RADNOR PA)
MO
05/28/2003 - 03/01/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MI
01/23/1998 - 07/03/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
NJ
04/22/1996 - 01/21/1998
STATE DISCOUNT BROKERS, INC. (BEDMINSTER NJ)
NJ
10/03/1994 - 09/27/1995
HALPERT AND COMPANY, INC. (MILLBURN NJ)
NJ
02/22/1994 - 08/26/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/18/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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