Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Joan Perna is a financial advisor with over 20 years of experience in the financial services industry. Cynthia is currently registered with Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. Cynthia has a strong background in providing financial planning and portfolio management services to individuals, businesses, and retirement plans. Cynthia holds Series 6, 7, 24, and 63 licenses as well as the SIE exam. Cynthia is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/03/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
11/05/2015 - 10/19/2016
INDEPENDENT FINANCIAL GROUP, LLC (Clearwater FL)
FL
02/04/2014 - 11/05/2015
KOVACK SECURITIES INC. (Clearwater FL)
FL
03/14/2006 - 01/11/2013
SIGNATOR INVESTORS, INC. (TAMPA FL)
IL
08/02/2005 - 12/12/2005
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
PA
11/06/2002 - 05/27/2005
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NY
03/21/2002 - 09/06/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
FL
10/31/2001 - 01/09/2002
BRIGHTSIDE INVESTMENTS, INC. (TAMPA FL)
MA
10/15/1997 - 10/13/2001
MANEQUITY, INC. (BOSTON MA)
MA
08/22/1996 - 05/22/1997
MANEQUITY, INC. (BOSTON MA)
BC
Issued 12/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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