Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Lee is a registered representative with Neuberger Berman BD LLC. Cynthia has been in the securities industry since 2007. Cynthia has experience in the financial services industry and has held previous positions at JPMorgan Distribution Services, Inc., Allianz Global Investors Distributors LLC and Morgan Stanley Distribution, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
03/23/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
07/02/2018 - 08/27/2019
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
NY
11/12/2014 - 07/10/2018
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
06/21/2010 - 11/07/2014
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
12/20/2007 - 07/23/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IA
Issued 01/27/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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