Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Ghaffari is a financial advisor with Sharebuilder 401k. Cynthia has been in the financial industry for over 30 years and has a wide range of experience in various areas of finance, including investment advisory, securities sales, and retirement planning. Cynthia has been registered with the state of Washington since 1988 and is currently licensed to provide investment advisory services in Washington. Cynthia's experience at Morgan Stanley, spanning several years, provides a valuable foundation for her current role at Sharebuilder 401k.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
07/16/2019 - Present
Sharebuilder 401k (Seattle WA)
WA
12/09/2014 - 07/02/2018
MORGAN STANLEY (SEATTLE WA)
NY
06/01/2009 - 05/05/2014
MORGAN STANLEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
06/28/1999 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
04/12/1999 - 11/15/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
06/16/1993 - 04/27/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
10/28/1998 - 04/12/1999
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
TX
11/29/1988 - 05/20/1993
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
03/22/1988 - 11/17/1988
PROGRESSIVE ASSET MANAGEMENT, INC.
IA
Issued 07/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/25/1988
Series 24 - General Securities Principal Examination
BC
Issued 02/10/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2016
Series 3 - National Commodity Futures Examination
BC
Issued 06/11/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
BC
Issued 01/23/1984
Series 52 - Municipal Securities Representative Examination
Active
Inactive
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