Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Collins is a financial advisor with over 27 years of experience in the industry. Currently, Cynthia is associated with Raymond James & Associates, Inc., a firm with an established presence in the financial services sector. Cynthia holds various licenses and qualifications, including the Series 7, Series 9, Series 10, Series 24, and Series 63 licenses. Cynthia has a diverse background in the industry, having previously worked with firms such as American Fidelity Securities, Inc., NRP Financial, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/23/2012 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
OK
08/29/2011 - 01/03/2012
AMERICAN FIDELITY SECURITIES, INC. (OKLAHOMA CITY OK)
IN
09/20/2005 - 12/20/2010
NRP FINANCIAL, INC. (FORT WAYNE IN)
NY
12/12/1996 - 09/16/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/21/1995 - 06/12/1996
SMITH BARNEY INC. (NEW YORK NY)
MN
06/08/1994 - 05/19/1995
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 08/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/29/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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