Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Mitchell has been in the financial services industry since April 1997 and is currently registered with Raymond James & Associates, Inc.. Cynthia has a wide range of experience in the industry, having previously worked for Morgan Keegan & Company, Inc., PFIC Securities Corporation, Walnut Street Securities, Inc., Liberty Securities Corporation, and Independent Financial Securities, Inc.. Cynthia is licensed to provide investment advice in 14 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/07/2021 - Present
Raymond James & Associates, Inc. (ST LOUIS MO)
MO
07/28/2004 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (TOWN AND COUNTRY MO)
TN
02/20/2001 - 08/05/2004
PFIC SECURITIES CORPORATION (FRANKLIN TN)
CA
12/01/1999 - 02/21/2001
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
08/03/1998 - 12/02/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
04/10/1997 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
BOTH
Issued 09/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Cynthia Mitchell is the right advisor for you? Invested Better is here to help.
