Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Levato is an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Cynthia has been in the financial services industry since July 1997. Previously, Cynthia was employed at WELLS FARGO ADVISORS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PRUDENTIAL SECURITIES INCORPORATED, U.S. BANCORP PIPER JAFFRAY INC., DAIN RAUSCHER INCORPORATED, RAUSCHER PIERCE REFSNES, INC., and PRINCIPAL FINANCIAL SECURITIES,INC. Cynthia has experience in several areas, including Retirement Planning, College Savings, Insurance Planning, Estate Planning, and Business Planning. Cynthia has a strong background in working with individuals, high-net-worth individuals, corporations, and institutions. Cynthia is also a member of the National Association of Personal Financial Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/01/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCOTTSDALE AZ)
AZ
02/07/2003 - 08/03/2009
WELLS FARGO ADVISORS, LLC (SCOTTSDALE AZ)
NY
04/30/2002 - 02/03/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/27/2000 - 04/09/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
04/09/1998 - 07/17/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
03/02/1998 - 04/08/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
12/03/1997 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
TX
06/16/1997 - 12/23/1997
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
BOTH
Issued 08/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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