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Cynthia J Staggs

Sanctuary Securities, Inc.

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About Cynthia J Staggs

Cynthia J. Staggs is a financial professional with over 17 years of experience in the industry. Cynthia is currently registered with Sanctuary Securities, Inc. Prior to joining Sanctuary Securities, Inc. Cynthia worked at Stifel, Nicolaus & Company, Incorporated, City Securities Corporation, PNC Investments, and NatCity Investments, Inc. Cynthia holds the Series 7, Series 63 and SIE licenses.

Firm Information

Cynthia Staggs is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cynthia Staggs’s Registration & Firm History

IN

03/08/2024 - Present

Sanctuary Securities, Inc. (INDIANAPOLIS IN)

AL

02/28/2017 - 03/25/2024

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BIRMINGHAM AL)

IN

10/08/2010 - 02/28/2017

CITY SECURITIES CORPORATION (INDIANAPOLIS IN)

IN

11/13/2009 - 10/12/2010

PNC INVESTMENTS (INDIANAPOLIS IN)

IN

04/18/2006 - 11/13/2009

NATCITY INVESTMENTS, INC. (INDIANAPOLIS IN)

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Licenses & Designations

BC

Issued 06/13/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cynthia J Staggs.
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