Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Guerrero is a financial advisor with over 18 years of experience in the industry. Currently, Cynthia is registered with Rockefeller Financial LLC and Rockefeller Capital Management, serving clients from their Los Angeles and Newport Beach offices. Cynthia has a diverse background, having previously worked for Wells Fargo Clearing Services, LLC and UBS Financial Services Inc. Cynthia's expertise encompasses various areas of financial planning and portfolio management, including retirement planning, investment management, and estate planning. Cynthia is committed to providing comprehensive financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/29/2023 - Present
Rockefeller Financial LLC (Los Angeles CA)
CA
03/11/2020 - 03/29/2023
WELLS FARGO CLEARING SERVICES, LLC (PASADENA CA)
CA
11/14/2019 - 03/19/2020
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
CA
01/03/2011 - 11/06/2019
WELLS FARGO CLEARING SERVICES, LLC (PASADENA CA)
CA
11/11/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PASADENA CA)
BOTH
Issued 11/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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