Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Green Colin is a financial professional with over 50 years of experience in the industry. Cynthia is currently registered with Wells Fargo Clearing Services, LLC in New York, New York and has previously held positions with MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., LOEB PARTNERS, LOEB RHOADES & CO. INC., LOEB, RHOADES & CO. INC., LADENBURG, THALMANN & CO., INC. and DEVON SECURITIES. Cynthia is a licensed investment advisor representative and holds Series 3, 5, 7, and 63 licenses. Cynthia is also a registered representative and holds a Series 65 license. Cynthia's firm, Wells Fargo Clearing Services, LLC, is a national firm with over 14,000 employees. Cynthia is able to provide investment advice to a variety of clients including high net worth individuals, corporations, and charitable organizations. Cynthia specializes in providing portfolio management for individuals and businesses and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
06/01/2009 - 08/16/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
02/22/1995 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/26/1979 - 03/16/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/18/1978 - 11/26/1979
LOEB PARTNERS
NA
01/04/1977 - 01/18/1978
LOEB RHOADES & CO. INC.
NA
05/04/1973 - 01/04/1977
LOEB, RHOADES & CO. INC.
NA
10/12/1972 - 04/23/1973
LADENBURG, THALMANN & CO., INC.
NA
06/17/1971 - 11/06/1972
DEVON SECURITIES
IA
Issued 09/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1983
Series 3 - National Commodity Futures Examination
BC
Issued 02/03/1983
Series 5 - Interest Rate Options Examination
BC
Issued 06/07/1977
PC - AMEX Put and Call Exam
BC
Issued 06/14/1971
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Cynthia Colin is the right advisor for you? Invested Better is here to help.
