Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Kines is a financial professional with over 28 years of experience in the financial services industry. Cynthia is currently registered with Wells Fargo Clearing Services, LLC and has been in this role since November 2016. Before that, Cynthia was with BB&T Investment Services, Inc., UVEST Financial Services Group, Inc., Nathan & Lewis Securities, Inc. and BISYS Brokerage Services, Inc. Cynthia is also a registered Investment Advisor Representative. Cynthia provides financial planning, portfolio management and investment consulting services to individuals, corporations, and charitable organizations. Cynthia holds Series 6, 7, 9, 10, 63, and 66 licenses and the SIE exam. Cynthia is based in the Fredericksburg, VA branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
06/04/2004 - Present
Wells Fargo Clearing Services, LLC (FREDERICKSBURG VA)
NC
10/17/2003 - 06/01/2004
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
09/18/2001 - 10/16/2003
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
06/14/2000 - 10/05/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MN
03/11/1998 - 06/14/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NJ
07/21/1993 - 03/06/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/12/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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