Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Lemons is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Little Rock, Arkansas. Cynthia has over 20 years of experience in the financial services industry. Before joining Merrill Lynch, Pierce, Fenner & Smith Inc., Cynthia worked at BANC OF AMERICA INVESTMENT SERVICES, INC. in Little Rock, Arkansas. Cynthia has a wide range of experience and expertise in providing financial advice to individuals, businesses, and institutions. She has a strong commitment to her clients and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LITTLE ROCK AR)
AR
11/28/2001 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LITTLE ROCK AR)
BOTH
Issued 10/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/21/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/27/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Cynthia Lemons is the right advisor for you? Invested Better is here to help.
