Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Ferrell has been in the financial industry since 1993. Currently, Cynthia Ferrell is registered as a Registered Representative and Investment Adviser Representative with Wells Fargo Advisors Financial Network, LLC in INCLINE VILLAGE, NV. Cynthia Ferrell has passed the Series 7, Series 10, Series 9, Series 63, Series 65 and SIE exams. Cynthia Ferrell has held previous registrations with Wells Fargo Clearing Services, LLC and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
05/16/2022 - Present
Wells Fargo Advisors Financial Network, LLC (INCLINE VILLAGE NV)
NV
02/27/2009 - 05/12/2022
WELLS FARGO CLEARING SERVICES, LLC (INCLINE VILLAGE NV)
NV
01/14/2005 - 03/17/2009
UBS FINANCIAL SERVICES INC. (INCLINE VILLAGE NV)
MO
06/28/1993 - 01/18/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 02/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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