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Cynthia Englise

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Cynthia Englise

Cynthia Englise is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. She is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. in New Jersey and Texas. Cynthia has been in the industry since 1997. Cynthia's experience includes positions with Morgan Stanley, Ameriprise Financial Services, Inc., Stifel, Nicolaus & Company, Incorporated, and The Vertical Group. Cynthia offers investment advisory services to individuals, corporations, and pension and profit-sharing plans.

Firm Information

Cynthia Englise is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Cynthia Englise’s Registration & Firm History

NJ

02/03/2023 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (RED BANK NJ)

NJ

09/29/2020 - 02/10/2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED (SHREWSBURY NJ)

NJ

06/19/2019 - 10/14/2019

MORGAN STANLEY (RED BANK NJ)

NJ

06/01/2018 - 06/05/2019

AMERIPRISE FINANCIAL SERVICES, INC. (Lawrenceville NJ)

NJ

01/17/2014 - 05/30/2018

MORGAN STANLEY (NEW BRUNSWICK NJ)

NJ

07/11/2013 - 11/08/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

NY

01/28/2008 - 08/29/2012

GFI SECURITIES LLC (NEW YORK NY)

NJ

08/30/2007 - 10/04/2007

THE VERTICAL GROUP (RED BANK NJ)

NY

07/26/2006 - 08/30/2007

RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)

NY

01/02/2007 - 08/24/2007

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

07/26/2006 - 01/02/2007

CARLIN EQUITIES, LLC (NEW YORK NY)

NY

06/22/2005 - 07/17/2006

BURNHAM SECURITIES INC. (NEW YORK NY)

NY

03/01/2004 - 12/01/2004

GARBAN CORPORATES LLC (NEW YORK NY)

NY

05/21/2002 - 12/11/2003

BROKERAGEAMERICA, LLC (NEW YORK NY)

NY

11/16/2001 - 05/22/2002

BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)

NY

04/04/1996 - 11/07/2001

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

NJ

09/15/1995 - 03/04/1996

M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)

NY

06/21/1995 - 08/10/1995

COMMONWEALTH ASSOCIATES (NEW YORK NY)

NY

07/06/1993 - 06/22/1995

GKN SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/14/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/15/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Cynthia Englise.
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