Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Englise is an active broker and investment advisor with a long history in the financial industry. Cynthia is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Cynthia has previously worked at Stifel, Nicolaus & Company, Incorporated, Morgan Stanley, Ameriprise Financial Services, Inc., The Vertical Group, RBC Professional Trader Group LLC, RBC Capital Markets Corporation, Carlin Equities, LLC, Burnham Securities Inc., Garban Corporates LLC, BrokerageAmerica, LLC, Burlington Capital Markets Inc., Spear, Leeds & Kellogg, L.P., M. H. Meyerson & Co., Inc., Commonwealth Associates, and GKN Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/03/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RED BANK NJ)
NJ
09/29/2020 - 02/10/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SHREWSBURY NJ)
NJ
06/19/2019 - 10/14/2019
MORGAN STANLEY (RED BANK NJ)
NJ
06/01/2018 - 06/05/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Lawrenceville NJ)
NJ
01/17/2014 - 05/30/2018
MORGAN STANLEY (NEW BRUNSWICK NJ)
NJ
07/11/2013 - 11/08/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
01/28/2008 - 08/29/2012
GFI SECURITIES LLC (NEW YORK NY)
NJ
08/30/2007 - 10/04/2007
THE VERTICAL GROUP (RED BANK NJ)
NY
07/26/2006 - 08/30/2007
RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)
NY
01/02/2007 - 08/24/2007
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
07/26/2006 - 01/02/2007
CARLIN EQUITIES, LLC (NEW YORK NY)
NY
06/22/2005 - 07/17/2006
BURNHAM SECURITIES INC. (NEW YORK NY)
NY
03/01/2004 - 12/01/2004
GARBAN CORPORATES LLC (NEW YORK NY)
NY
05/21/2002 - 12/11/2003
BROKERAGEAMERICA, LLC (NEW YORK NY)
NY
11/16/2001 - 05/22/2002
BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)
NY
04/04/1996 - 11/07/2001
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NJ
09/15/1995 - 03/04/1996
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
NY
06/21/1995 - 08/10/1995
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
07/06/1993 - 06/22/1995
GKN SECURITIES CORP. (NEW YORK NY)
IA
Issued 11/14/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/6/1997
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/16/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 6/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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