Unclaimed
Cynthia Cowles is a financial professional registered with UBS Securities LLC. Cynthia joined the firm in 2020 and holds the Series 99TO and SIE licenses. Cynthia is actively registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/23/2020 - Present
UBS Securities LLC (NEW YORK NY)
BC
Issued 09/23/2020
Series 99TO - Operations Professional Examination
BC
Issued 09/23/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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