Unclaimed
Cynthia Denise Starks is an investment advisor representative with Cetera Investment Advisers LLC. Cynthia has been in the financial services industry since 2006. Cynthia has a Series 7, Series 66, Series 24 and SIE license. She has previously worked at First Allied Securities, Inc. and Northwestern Mutual Investment Services, LLC. Cynthia has experience in providing financial planning, pension consulting, portfolio management for individuals and businesses and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
02/25/2020 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
01/30/2020 - 02/13/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Manhattan Bch CA)
CA
10/13/2006 - 02/13/2018
NATIONAL PLANNING CORPORATION (El Segundo CA)
BOTH
Issued 04/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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