Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Morrison has been active in the financial services industry for over 20 years. Cynthia is currently registered with Cetera Investment Services LLC in Birmingham, Alabama. Cynthia has a wide range of experience in the financial services industry, including experience with Regions Securities LLC and Securities America, Inc. Cynthia holds several licenses and certifications, including Series 7, Series 63, Series 24, Series 53, and Series 65. Cynthia is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
10/15/2020 - Present
Cetera Investment Services LLC (BIRMINGHAM AL)
AL
08/08/2014 - 12/17/2018
REGIONS SECURITIES LLC (BIRMINGHAM AL)
NE
08/15/2012 - 06/25/2013
SECURITIES AMERICA, INC. (LAVISTA NE)
TN
01/22/2007 - 08/17/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
AL
05/26/2004 - 01/29/2007
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
AL
09/27/2000 - 05/21/2004
NBC SECURITIES, INC. (BIRMINGHAM AL)
AL
07/08/1998 - 09/28/2000
PROEQUITIES, INC. (BIRMINGHAM AL)
IA
Issued 10/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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