Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Newman is a financial advisor who has been in the industry since 1979. Cynthia is currently registered with Oppenheimer & Co. Inc. in New Jersey, New York and Texas. Previously, Cynthia was registered with Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc., Discount Brokerage Corporation of America, and S. D. Cohn & Co.. Cynthia has passed the Series 3, Series 7, and Series 63, and the SIE and Series 65 exams. Cynthia holds a current registration with FINRA. Cynthia has experience in the following areas: Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Pooled Investment Vehicles, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
10/05/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
06/01/2009 - 07/23/2020
MORGAN STANLEY (NEW YORK NY)
NJ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)
NY
04/16/1982 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/26/1979 - 02/01/1985
DISCOUNT BROKERAGE CORPORATION OF AMERICA
NA
11/13/1980 - 12/28/1982
S. D. COHN & CO.
NA
03/01/1979 - 09/13/1979
OPPENHEIMER & CO., INC.
IA
Issued 05/07/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1982
Series 3 - National Commodity Futures Examination
BC
Issued 02/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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