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Cynthia Dawn Lyons

Wells Fargo Clearing Services, LLC

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About Cynthia Dawn Lyons

Cynthia Dawn Lyons is a registered representative with Wells Fargo Clearing Services, LLC and has been in the industry since December 1995. Cynthia has a diverse background in the financial industry, having held positions with several firms including Fulcrum Securities, LLC, Flagstone Securities, LLC, WyDown Capital LLC, and Scully Capital Securities Corp. Cynthia holds multiple FINRA registrations, including Series 4, 7, 24, 27, 63, 99TO, and SIE. Cynthia Dawn Lyons provides a variety of advisory services including financial planning, investment consulting, portfolio management, and selection of other advisors.

Firm Information

Cynthia Lyons is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Cynthia Lyons’s Registration & Firm History

MO

11/03/2017 - Present

Wells Fargo Clearing Services, LLC (ST. LOUIS MO)

MO

01/09/2008 - 01/03/2017

FULCRUM SECURITIES, LLC (SAINT LOUIS MO)

MO

10/10/2001 - 02/01/2008

FLAGSTONE SECURITIES, LLC (ST. LOUIS MO)

MO

04/07/2000 - 06/12/2003

WYDOWN CAPITAL LLC (CLAYTON MO)

DC

01/04/2001 - 04/04/2001

SCULLY CAPITAL SECURITIES CORP. (WASHINGTON DC)

MO

02/02/1999 - 10/28/1999

JOHNSON RESEARCH & CAPITAL INCORPORATED (ST. LOUIS MO)

MO

12/20/1996 - 02/26/1999

HENNESSEY & CO., L.L.C. (CHESTERFIELD MO)

MO

03/06/1995 - 12/12/1996

BURNS PAULI MAHONEY CO (ST. LOUIS MO)

MO

09/06/1994 - 03/14/1995

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 11/04/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/21/1999

Series 24 - General Securities Principal Examination

BC

Issued 04/20/1998

Series 27 - Financial and Operations Principal Examination

BC

Issued 04/01/1996

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Cynthia Dawn Lyons. Review regulatory record here.
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