Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Middleton is a financial advisor with Empower Advisory Group, LLC, located in Greenwood Village, Colorado. Cynthia has been in the industry since 2005 and is registered with the Securities and Exchange Commission (SEC) as a Registered Representative. Cynthia specializes in providing financial planning, portfolio management for individuals and educational seminars to clients. Cynthia also manages assets for corporations and other businesses, charitable organizations, state or municipal government entities, high-net-worth individuals and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/13/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
TX
08/02/2019 - 10/05/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CORPUS CHRISTI TX)
TX
10/17/2017 - 07/05/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (CORPUS CHRISTI TX)
TX
04/06/2016 - 10/12/2017
WELLS FARGO CLEARING SERVICES, LLC (ROCKPORT TX)
TX
05/16/2013 - 02/18/2016
BBVA SECURITIES INC. (BISHOP TX)
TX
10/28/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (CORPUS CHRISTI TX)
TX
10/05/2004 - 10/10/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CORPUS CHRISTI TX)
BOTH
Issued 10/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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