Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Corry Bergel is a financial professional with over 28 years of experience in the financial services industry. Cynthia is registered with LPL Financial LLC and has a branch office in Houston, Texas. Cynthia has held previous positions at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Block Trading Inc., Van Kampen American Capital Distributors, Inc., and American Capital Marketing, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/12/2009 - Present
LPL Financial LLC (HOUSTON TX)
TX
06/01/2009 - 06/22/2009
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
09/26/1997 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
02/15/1996 - 09/16/1996
BLOCK TRADING INC. (HOUSTON TX)
TX
01/12/1995 - 01/24/1996
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
NA
08/13/1993 - 01/12/1995
AMERICAN CAPITAL MARKETING, INC.
BC
Issued 08/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/19/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1995
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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