Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Colene Haddock is a registered investment advisor representative with Empower Advisory Group, LLC. Cynthia has been in the industry since 1999, and has held positions at several firms including Curian Clearing, LLC and OppenheimerFunds Distributor, Inc. Cynthia is licensed to provide financial planning and portfolio management services to individuals and has a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
01/10/2017 - Present
Empower Advisory Group, LLC (Mount Juliet TN)
TN
03/29/2012 - 03/22/2016
CURIAN CLEARING, LLC (FRANKLIN TN)
NY
01/19/2011 - 02/28/2012
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
CO
01/13/2010 - 01/04/2011
CURIAN CLEARING, LLC (DENVER CO)
CO
01/19/2006 - 12/31/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
WI
04/18/2005 - 12/31/2005
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
TX
09/03/1999 - 03/23/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 07/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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