Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Holder has been in the financial services industry since 1988. Cynthia is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked for a number of other firms including Citigroup Global Markets Inc., Raymond James Financial Services, Inc., Salomon Smith Barney Inc., Lehman Brothers Inc., PaineWebber Incorporated, Advest, Inc., and Shearson Lehman Hutton Inc. Cynthia holds the Series 7, Series 63, and Series 66 licenses and the SIE exam. Cynthia is also registered as an investment advisor representative in Indiana and Texas. Cynthia specializes in providing investment advisory services to individuals, businesses, investment companies, corporations, pension and profit-sharing plans, insurance companies, state or municipal government entities, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
03/26/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLOOMINGTON IN)
IN
11/26/2002 - 09/19/2008
CITIGROUP GLOBAL MARKETS INC. (INDIANAPOLIS IN)
FL
06/01/2000 - 11/13/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
07/31/1993 - 05/26/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
09/25/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
08/30/1990 - 09/04/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CT
05/03/1990 - 06/18/1990
ADVEST, INC. (HARTFORD CT)
NY
05/09/1988 - 05/10/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
07/22/1987 - 02/02/1988
ISFA CORPORATION
BOTH
Issued 12/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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