Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Galvan is a financial advisor with over 15 years of experience in the industry. Cynthia is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously held positions at Fidelity Brokerage Services LLC, SunTrust Investment Services, Inc., LPL Financial LLC, UVEST Financial Services Group, Inc., and Banc of America Investment Services, Inc. Cynthia holds FINRA Series 7, 63, and 65 licenses and the SIE designation. Cynthia is also a licensed advisor in numerous states. Cynthia specializes in providing financial advice to individuals, high-net-worth individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/11/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
12/09/2015 - 07/06/2020
FIDELITY BROKERAGE SERVICES LLC (CHARLOTTE NC)
NC
06/26/2012 - 11/12/2015
SUNTRUST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
06/14/2010 - 01/25/2011
LPL FINANCIAL LLC (LOUDONVILLE NY)
NC
05/07/2010 - 06/21/2010
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
07/22/2005 - 07/01/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (LATHAM NY)
IA
Issued 08/15/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Cynthia Galvan is the right advisor for you? Invested Better is here to help.
