Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Bassett is an investment advisor representative with UBS Financial Services Inc. Cynthia has been in the industry since 1963 and has a broad range of experience working with various clients including high-net-worth individuals, corporations, and charitable organizations. Cynthia is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
01/28/1995 - Present
UBS Financial Services Inc. (PEPPER PIKE OH)
NY
07/09/1992 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
MO
09/04/1990 - 07/14/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
08/14/1978 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
NA
02/04/1977 - 08/14/1978
PRESCOTT, BALL & TURBEN
NA
04/05/1976 - 02/04/1977
PRESCOTT, BALL & TURBEN
NA
08/24/1973 - 04/05/1976
PRESCOTT, BALL & TURBEN
NA
08/01/1963 - 08/24/1973
PRESCOTT, MERRILL, TURBEN & CO.
IA
Issued 09/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1977
PC - AMEX Put and Call Exam
BC
Issued 08/28/1962
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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