Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Barbieri is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., a large firm managing between $10 billion and $50 billion in assets. Cynthia has been in the industry since 2005. Her previous employment includes roles at Charles Schwab & Co., Inc. and Morgan Stanley DW Inc. Cynthia is licensed in Maryland and has a variety of licenses, including Series 3, 7, 9, 10, 31 and 66. Cynthia's primary role is providing financial and investment advice to individual and institutional clients. Cynthia's current practice at Merrill Lynch focuses on portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/19/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
PA
06/30/2006 - 07/11/2011
CHARLES SCHWAB & CO., INC. (WAYNE PA)
NY
08/01/2005 - 05/26/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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