Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Lowenstein is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Cynthia has been in the financial services industry for over 24 years. She holds Series 6, 7, 10, 31, 63, and 65 licenses and has experience working for a variety of firms such as Prudential Securities Incorporated, Morgan Stanley, and J.P. Morgan Securities LLC. She is currently registered with the state of Washington. Cynthia offers a range of services, including portfolio management, financial planning, and investment consulting. Her expertise includes working with individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
07/01/2022 - Present
Wells Fargo Clearing Services, LLC (EDMONDS WA)
WA
09/21/2021 - 06/05/2022
J.P. MORGAN SECURITIES LLC (ARLINGTON WA)
WA
06/01/2009 - 06/26/2020
MORGAN STANLEY (Kirkland WA)
CA
07/10/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SANTA MONICA CA)
CA
02/04/2008 - 07/15/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEVERLY HILLS CA)
CA
04/02/2007 - 02/07/2008
MORGAN STANLEY & CO., INCORPORATED (BEVERLY HILLS CA)
CA
05/22/2006 - 04/02/2007
MORGAN STANLEY DW INC. (BEVERLY HILLS CA)
MO
07/01/2003 - 05/01/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/12/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/13/1998 - 02/08/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
01/08/1997 - 03/23/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 07/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 05/15/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/07/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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