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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Kelley is a financial advisor with over 23 years of experience in the financial services industry. Cynthia is currently registered with Oppenheimer & Co. Inc. in The Woodlands, TX. Cynthia has a broad range of experience working with a variety of clients, including individuals, corporations, and retirement plans. Cynthia is also a registered investment advisor. Cynthia is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
07/25/2023 - Present
Oppenheimer & Co. Inc. (THE WOODLANDS TX)
TX
03/24/2023 - 07/22/2023
J.P. MORGAN SECURITIES LLC (Houston TX)
TX
10/27/2010 - 03/17/2023
OPPENHEIMER & CO. INC. (THE WOODLANDS TX)
TX
06/01/2009 - 10/27/2010
MORGAN STANLEY SMITH BARNEY (THE WOODLANDS TX)
TX
02/05/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (THE WOODLANDS TX)
TX
09/07/1999 - 01/22/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KINGWOOD TX)
BOTH
Issued 07/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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