Unclaimed
Cynthia Anne Gammon is a financial advisor with over 16 years of experience in the industry. Cynthia Gammon is currently registered with LPL Financial LLC and has been with the firm since November 2017. Previously, Cynthia Gammon worked at NATIONAL PLANNING CORPORATION. Cynthia Gammon is licensed in several states including Alaska, Arizona, California, Oregon, Washington, New York, Pennsylvania, and Tennessee. Cynthia Gammon holds the Series 6, Series 7, Series 63, and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
04/12/2019 - Present
LPL Financial LLC (SEATTLE WA)
WA
07/24/2007 - 11/29/2017
NATIONAL PLANNING CORPORATION (SEATTLE WA)
BOTH
Issued 04/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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