Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Vasquez has been in the financial services industry since May 4, 1997. Cynthia is currently registered with Fidelity Brokerage Services LLC and is licensed in 53 states and the District of Columbia. Previously, Cynthia was employed by Northwestern Mutual Investment Services, LLC and Strong Investments, Inc. Cynthia has passed the SIE, Series 6, Series 7, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/28/2022 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
WI
12/17/2002 - 12/22/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FRANKLIN WI)
WI
08/22/2000 - 10/05/2001
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
RI
10/30/1995 - 07/31/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 05/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/25/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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