Unclaimed
Cynthia Ann Speno is a registered representative with Oppenheimer & Co. Inc. She has been in the financial services industry since 1995 and is licensed to provide investment advice in Florida. Cynthia has a wide range of experience and has held previous positions with CIBC WORLD MARKETS CORP. and A. F. BEST SECURITIES, INC. Cynthia is committed to providing personalized financial advice and helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
11/15/2016 - Present
Oppenheimer & Co. Inc. (FORT LAUDERDALE FL)
NY
07/27/1995 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
FL
05/26/1995 - 07/10/1995
A. F. BEST SECURITIES, INC. (CORAL SPRINGS FL)
BOTH
Issued 11/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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