Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Ann Ranzau is a financial advisor with over 20 years of experience in the financial services industry. Cynthia is currently registered with RBC Capital Markets, LLC, and is licensed to provide investment advice in Colorado and Minnesota. Previously, Cynthia worked at Morgan Stanley, UBS Financial Services Inc., M Holdings Securities, Inc., and U.S. Bancorp Piper Jaffray Inc. Cynthia holds Series 7, 24, 31, and 66 licenses and specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, charitable organizations, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
11/19/2013 - Present
RBC Capital Markets, LLC (DENVER CO)
MN
10/06/2009 - 01/29/2013
MORGAN STANLEY (MINNEAPOLIS MN)
MN
03/20/2008 - 05/13/2009
UBS FINANCIAL SERVICES INC. (BLOOMINGTON MN)
OR
04/11/2001 - 06/08/2005
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
MN
10/26/2000 - 04/10/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BOTH
Issued 03/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Cynthia Ranzau is the right advisor for you? Invested Better is here to help.
