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Cynthia Ann Gutz

U.s. Bancorp Investments, Inc.

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About Cynthia Ann Gutz

Cynthia Ann Gutz is a registered representative with U.S. Bancorp Investments, Inc. Cynthia is also registered with the state of Minnesota. Cynthia has been in the industry since April 1, 2000, and has worked for RBC Capital Markets, LLC and U.S. Bancorp Investments, Inc. Cynthia has a variety of experience, including securities, investment advisory, and financial planning.

Firm Information

Cynthia Gutz is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Cynthia Gutz’s Registration & Firm History

MN

04/06/2018 - Present

U.s. Bancorp Investments, Inc. (Saint Paul MN)

MN

07/15/1999 - 07/17/2017

RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 07/16/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/10/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/21/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cynthia Ann Gutz.
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