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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Galloway is an investment advisor representative with LPL Financial LLC in HONESDALE, PA. She has been in the industry since 2004. Cynthia has passed the Series 6, 7, 63, and 66 exams and holds active licenses in Florida, New Jersey, New York, and Pennsylvania. Cynthia is also a registered investment advisor in Pennsylvania. Cynthia specializes in advising individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. She also provides consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, and selection of other advisors. Before joining LPL Financial, Cynthia was affiliated with CETERA Advisor Networks LLC and The Dime Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/01/2024 - Present
LPL Financial LLC (HONESDALE PA)
PA
02/23/2004 - 04/16/2024
CETERA ADVISOR NETWORKS LLC (HAWLEY PA)
BOTH
Issued 05/19/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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