Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Brock has been in the financial services industry since 1983 and is currently a registered representative with Cambridge Investment Research Advisors, Inc. Cynthia has a broad range of experience and licenses, including Series 7, Series 63, Series 52, Series 53 and Series 65. In addition to her work at Cambridge Investment Research Advisors, Inc., Cynthia also provides nutritional health coaching services. Cynthia’s experience, education, and commitment to client service make her a valuable resource for individuals and families seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
04/15/2019 - Present
Cambridge Investment Research Advisors, Inc. (Saint Petersburg FL)
FL
01/20/1983 - 08/10/2017
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
IA
Issued 08/30/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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