Unclaimed
Cynthia Ann Bland is a financial advisor currently registered with Seaport Global Securities LLC in New York. Cynthia has been working in the financial industry since 2009. Cynthia's career spans several firms, including Brown Brothers Harriman & Co. and AXA Advisors, LLC. Cynthia holds a Series 63, Series 24, SIE, and Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/21/2016 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
12/16/2011 - 04/28/2015
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
NY
06/26/2007 - 12/14/2011
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 11/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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