Unclaimed
Cynthia Arzt is a financial advisor with Purshe Kaplan Sterling Investments in Melville, New York. Cynthia has been in the industry since 2006 and holds the Series 66, SIE and Series 7 licenses. Cynthia is registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/14/2019 - Present
Purshe Kaplan Sterling Investments (Melville NY)
NY
01/22/2019 - 09/19/2019
MORGAN STANLEY (MELVILLE NY)
NY
08/31/2006 - 01/07/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SMITHTOWN NY)
BOTH
Issued 12/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Cynthia Arzt is the right advisor for you? Invested Better is here to help.