Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cy? Claim Your ProfileCy Octavian Aleman is a financial advisor who has been in the industry since 2002. Cy currently works for UBS Financial Services Inc. and has held past roles at companies such as AMUNDI DISTRIBUTOR US, INC., QUASAR DISTRIBUTORS, LLC, DIRECTED SERVICES LLC, OLD MUTUAL INVESTMENT PARTNERS, and JACKSON NATIONAL LIFE DISTRIBUTORS, INC. Cy has a strong focus on financial planning, portfolio management, and pension consulting. Cy has a diverse client base, working with individuals, corporations, charitable organizations, high net worth individuals, insurance companies, and pension and profit-sharing plans. Cy holds the Certified Financial Planner designation and has passed the Series 6, 7, 10, 24, 63, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OR
06/11/2024 - Present
UBS Financial Services Inc. (MEDFORD OR)
WA
06/05/2012 - 06/04/2024
AMUNDI DISTRIBUTOR US, INC. (Seattle WA)
ME
02/17/2011 - 06/04/2012
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
PA
08/08/2006 - 12/01/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
CO
09/23/2004 - 07/18/2006
OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)
TN
03/12/2004 - 08/25/2004
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
NY
08/15/2002 - 03/11/2004
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BOTH
Issued 07/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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