Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtiss? Claim Your ProfileCurtiss Marvin Kaufman is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Curtiss has been in the financial services industry since December 2008. Curtiss is licensed to provide securities and investment advisory services in 43 states and the District of Columbia. Curtiss also holds Series 66, Series 7 and SIE licenses. Curtiss is located in Frisco, Texas and specializes in providing securities and investment advisory services to individuals, high net worth individuals, corporations, insurance companies, pension and profit-sharing plans, charitable organizations, state or municipal government entities and banking or thrift institutions. Prior to joining Merrill Lynch, Curtiss was employed with BANC OF AMERICA INVESTMENT SERVICES, INC. in Addison, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
12/16/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ADDISON TX)
BOTH
Issued 01/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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