Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Woodworth is a financial advisor with UBS Securities LLC located in West Palm Beach, FL. Curtis has been in the financial industry since June 5, 2000 and has a wealth of experience working with clients. Curtis has been registered with UBS Securities LLC since October 31, 2023 and has held previous positions at Credit Suisse Securities (USA) LLC, Nomura Securities International, Inc., Macquarie Capital (USA) Inc., and J.P. Morgan Securities Inc. Curtis holds Series 7, Series 63, Series 87, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
10/31/2023 - Present
UBS Securities LLC (West Palm Beach FL)
NY
09/02/2015 - 09/29/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/17/2011 - 09/04/2015
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
03/12/2009 - 07/27/2011
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
10/01/2008 - 12/17/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/01/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/23/1999 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 02/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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