Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Keough is a financial advisor with over 30 years of experience in the industry. Curtis is currently registered with Raymond James & Associates, Inc. in Memphis, Tennessee. Curtis has also previously worked for several other firms, including NBC Capital Markets Group, Inc., Lincoln Financial Advisors Corporation, and The Lincoln National Life Insurance Company. Curtis specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
06/03/2005 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
05/31/1995 - 09/21/2004
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
IN
08/19/1994 - 02/13/1995
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
08/19/1994 - 02/13/1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
TN
03/02/1992 - 02/15/1994
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
TN
03/12/1991 - 07/01/1991
CARTY & COMPANY, INC. (MEMPHIS TN)
NY
05/14/1988 - 12/21/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/25/1986 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
11/23/1984 - 05/19/1986
MORGAN KEEGAN & COMPANY, INC.
NA
07/21/1983 - 11/16/1984
SECURITY PACIFIC BROKERS, INC.
IA
Issued 03/02/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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