Unclaimed
Curtis Wells Roney is a registered representative with Ba Securities, LLC. Curtis has been in the securities industry for over 1 year. Curtis is licensed to sell securities in Massachusetts and Pennsylvania. Curtis holds the Series 63, 79TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
07/19/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
BC
Issued 12/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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