Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis W. King is a registered representative with Herbert J. Sims & CO, Inc. Curtis has been in the industry since December 2007 and holds the Series 7, Series 50, Series 79TO, and SIE licenses. Curtis King is currently associated with Herbert J. Sims & CO, Inc. in Austin, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
12/12/2007 - Present
Herbert J. Sims & CO, Inc. (AUSTIN TX)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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