Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Lund is a financial advisor with over 25 years of experience in the industry. Curtis has been registered as an investment advisor representative since 2009 and is currently registered with Moloney Securities Asset Management LLC. Curtis has held previous positions with Wilbanks Securities, Inc., SWS Financial Services, Inc., Banc of America Investment Services, Inc., and Morgan Stanley DW Inc. Curtis is registered in 16 states and holds FINRA Series 7, 8, 31, 63 and 65 licenses as well as the SIE. Curtis specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, charitable organizations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/16/2017 - Present
Moloney Securities Asset Management LLC (MANCHESTER MO)
NM
02/10/2012 - 05/16/2017
WILBANKS SECURITIES, INC. (FARMINGTON NM)
NM
01/22/2009 - 01/19/2012
SWS FINANCIAL SERVICES, INC. (FARMINGTON NM)
NM
07/15/2005 - 01/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SANTA FE NM)
NY
10/19/1995 - 07/21/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 11/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 10/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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