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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Rutherford is a financial advisor at Morgan Stanley. Curtis has been in the financial services industry since 2006. Curtis has a broad range of experience in the industry, including previous roles at Deutsche Bank Securities Inc. and Merrill Lynch. Curtis has several professional designations and certifications including Series 7, Series 9, Series 10 and Series 66. Curtis currently holds registrations in both Broker-Dealer and Investment Advisor capacities in all states except the following: Nevada, Wyoming, South Dakota, North Dakota, Mississippi, Minnesota, Michigan, Maine, Louisiana, Kentucky, Kansas, Iowa, Idaho, Hawaii, Georgia, Delaware, Connecticut, Colorado, California, Arizona, Alaska, and Alabama. Curtis is a Registered Representative of Morgan Stanley and an Investment Advisor Representative of Morgan Stanley Smith Barney LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
05/08/2020 - Present
Morgan Stanley (Bethesda MD)
FL
05/30/2019 - 05/26/2020
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
FL
10/14/2005 - 05/08/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 12/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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