Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Baumann is a financial professional with over 8 years of experience in the industry. Curtis is currently registered with Empower Financial Services, Inc. Curtis has experience with a variety of financial products and services, including securities, investment advisory, and insurance. Curtis has passed the Series 63, Series 66, Series 7TO, SIE, and Series 7 exams. Curtis was previously registered with Allianz Global Investors Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/17/2024 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CA
12/22/2014 - 02/23/2021
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (SAN DIEGO CA)
BC
Issued 08/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/01/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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