Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Leo Neises has been an active financial advisor in the industry since 1994. Curtis is currently registered with SPC and has held previous registrations with PRINCOR FINANCIAL SERVICES CORPORATION and WALNUT STREET SECURITIES, INC. Curtis is licensed to provide financial and investment advisory services to individuals and businesses in a variety of states. Curtis holds Series 6, Series 63, Series 65, and SIE licenses. Curtis offers a range of investment advisory services, including financial planning, consultation services, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
SD
11/14/2022 - Present
SPC (Howard SD)
SD
06/25/2002 - 05/07/2009
PRINCOR FINANCIAL SERVICES CORPORATION (HOWARD SD)
CA
04/04/2001 - 05/22/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IA
01/11/1994 - 04/04/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 02/04/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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