Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Willing is a financial advisor based in Darien, CT. Curtis has been in the financial services industry since 1995 and currently works at Brean Capital, LLC. Prior to joining Brean Capital, LLC, Curtis worked at Piper Sandler & Co., Sandler, O'Neill & Partners, L.P., Goldman, Sachs & Co., Deutsche Bank Securities Inc. and Credit Suisse First Boston Corporation. Curtis holds Series 3, 7, 24, 57TO, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/06/2022 - Present
Brean Capital, LLC (DARIEN CT)
NY
01/03/2020 - 01/11/2022
PIPER SANDLER & CO. (NEW YORK NY)
NY
07/06/2016 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
09/21/2004 - 07/20/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/29/2000 - 09/21/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/29/1995 - 11/10/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 10/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1995
Series 3 - National Commodity Futures Examination
BC
Issued 08/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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