Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Rach is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Rach has been in the industry since 1992 and holds the Series 7, Series 31, Series 63, and Series 65 licenses. Rach has previously worked at UBS Financial Services Inc., Smith Barney Inc., and Lehman Brothers Inc. Rach provides investment consulting services to institutional clients. Rach also provides financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
10/12/2015 - Present
Wells Fargo Advisors Financial Network, LLC (IRVINE CA)
CA
09/25/1998 - 10/26/2015
UBS FINANCIAL SERVICES INC. (IRVINE CA)
NY
07/31/1993 - 09/29/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
01/23/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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