Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Kim Frazee is a financial advisor with Ameriprise Financial Services, LLC, based in FAIRFAX, VA. Curtis has over 35 years of experience in the financial industry, and has held positions with several prominent firms, including UBS Financial Services Inc., Prudential Securities Incorporated, and Lehman Brothers Inc. Curtis is a registered representative with FINRA and has a Series 7, 3, 10, 9, and 63 license. Curtis is also a registered Investment Advisor in the state of Virginia. Curtis specializes in providing financial planning, portfolio management, and asset allocation services to individuals, families, businesses, and charitable organizations. Curtis also offers educational seminars and publishes periodicals on various financial topics.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
10/05/2009 - Present
Ameriprise Financial Services, LLC (FAIRFAX VA)
VA
03/06/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (VIENNA VA)
VA
11/03/2000 - 03/16/2009
UBS FINANCIAL SERVICES INC. (VIENNA VA)
NY
06/17/1994 - 11/08/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 07/07/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
05/22/1986 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 06/21/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/26/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1986
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Curtis Frazee is the right advisor for you? Invested Better is here to help.
